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Vendor Service Directory

Madison Consulting Group

Madison Consulting Group, Inc. has been offering independent actuarial consulting services since 1987. We have offices in Madison, Georgia and Newtown Square, Pennsylvania and provide a full range of property /casualty actuarial and statistical data collection and reporting services. Our clients include state and federal regulatory agencies; law firms; insurance companies; managing general agents; and, public and private self-insurance programs.

 

Milliman, Inc.

Independent for nearly 70 years, Milliman delivers objective compliance solutions and tools to insurance clients worldwide. Enlist our team of compliance professionals, actuaries, clinicians, and technology specialists to apply its risk management and regulatory expertise to your most pressing compliance challenges.

Contact us today to learn how we can help with your product development, research and state filing needs.

 

Perr&Knight

Founded in 1994, Perr&Knight provides insurance consulting and software solutions to the property & casualty and accident & health industries. Services include actuarial consulting, product development, insurance policy and forms consulting, regulatory compliance, state filings, licensing, technology consulting, statistical reporting, data services, and predictive analytics. Software includes StateFilings.com, a leading cloud-based state filings management solution. With offices in Santa Monica, Boca Raton, the New York Metro Area and Fort Worth and more than 100 insurance professionals, Perr&Knight is among the largest independent actuarial and insurance consulting firms in the United States

 

Westmont Associates

Westmont Associates, Inc. brings together an unparalleled team of seasoned professionals, including both contract/compliance specialists and attorneys, whose combined experience spans more than ten decades. Some of the many services that Westmont provides are: form, rate and rule filings (all product lines, all states); product development; company formation and licensing; agent/agency licensing; risk purchasing group registrations/renewals; redomestications and name changes; underwriting and compliance audits; mergers and acquisitions; claims management; due diligence; liquidations; rehabilitations; and reinsurance commutations.

Lou Penn & Associates

29 Merrimac Drive
Pepperell, MA 01463-1459
Phone: 978-433-1917
Cell: 617-513-2491
Toll Free: 1-866-458-4333
Email: lapenn@charter.net

Lou Penn has had an extensive career in the compliance arena. After 20 years of state service with the New York, Florida, and Vermont insurance departments, he started his own business and was instrumental in setting up the compliance department at a large national insurer. He has performed mock audits and compliance training for many of the major insurers' in the US.

He created a market conduct compliance product, called Complianceware® which has become the countrywide standard that most insurers' use for market conduct compli- ance in the US.

Now he has created a more robust market conduct compliance product called Market Conduct Auditor® which is available. It is a web based software solution to enable an insurer to identify market conduct regulatory issues that are being enforced by a state DOI.

Market Conduct Auditor®

FEATURES
This product contains data from insurance companies that have received a Market Conduct Exam and includes the report. Report data has been organized to allow you to search on specific criteria up to nine levels deep of data to find the issue you are searching for. The state's market conduct criticisms are presented using multiple search criteria that allows the user to see results in different layouts depending on the criteria selected.

Market conduct compliance information and data can be selected based on multiple sets of criteria and the resulting data will identify the current market conduct criticisms for a state by line of business, by company operational areas: claims, company operations, complaints, filing requirements, marketing and sales, policyholder service, producer licensing, reporting and underwriting and rating, along with other linked organized criteria.

You can download a selected amount or all of the multiple database information that you search into an excel spreadsheet(s) that will allow you to use the data in the most convenient way possible. This product provides you with an easy and fast way to stay in compliance with the DOI since most of the compliance research work is done for you.

DATABASE CONTAINS THE FOLLOWING INFORMATION AND FUNCTIONS
Market conduct criticisms are organized by state, line of business, subline of business, area examined, compliance item, detail item, issue, violation category, date, amount of fine, name of company, and cite reference, along with many other criteria. Highlighted text helps to quickly locate specific issues in statutes and regulations searched for in the cite text and the market conduct exam report text.

The purchaser can customize the product by adding their company's filings, procedure manuals and other relevant compliance information upon request.

 

Thomson Reuters

Thomson Reuters Risk Management Solutions – find the trusted answers that help you anticipate, mitigate and act on risk with confidence. Accelerate business performance and effectively manage enterprise risk, corporate governance, customer and third party risk, regulatory compliance and financial risk. Learn more at https://risk.thomsonreuters.com

 

Westmont Associates

Westmont Associates, Inc. brings together an unparalleled team of seasoned professionals, including both contract/compliance specialists and attorneys, whose combined experience spans more than ten decades. Some of the many services that Westmont provides are: form, rate and rule filings (all product lines, all states); product development; company formation and licensing; agent/agency licensing; risk purchasing group registrations/renewals; redomestications and name changes; underwriting and compliance audits; mergers and acquisitions; claims management; due diligence; liquidations; rehabilitations; and reinsurance commutations.

Nexis Risk Solutions

At LexisNexis Risk Solutions, we believe in the power of data and advanced analytics for better risk management. With over 40 years of expertise, we are the trusted data analytics provider for organizations seeking actionable insights to manage risks and improve results while upholding the highest standards for security and privacy. Headquartered in Atlanta GA, LexisNexis Risk Solutions serves customers in more than 100 countries and is part of RELX Group, a global provider of information and analytics for professional and business customers across industries. Our insurance compliance solutions assist insurers with automating and improving the performance of critical workflow processes to reduce expenses, improve service and position customers for growth. For more information, please visit www.risk.lexisnexis.com.

 

Westmont Associates

Westmont Associates, Inc. brings together an unparalleled team of seasoned professionals, including both contract/compliance specialists and attorneys, whose combined experience spans more than ten decades. Some of the many services that Westmont provides are: form, rate and rule filings (all product lines, all states); product development; company formation and licensing; agent/agency licensing; risk purchasing group registrations/renewals; redomestications and name changes; underwriting and compliance audits; mergers and acquisitions; claims management; due diligence; liquidations; rehabilitations; and reinsurance commutations.

Currin Compliance

Currin Compliance Services, Inc. (CCS) provides compliance consulting to life insurance carriers and their distribution partners. We focus exclusively on compliance for the products, advertising materials, and services that the life insurance industry offers. That exclusivity is one major factor that differentiates us from our competitors—another is the quality of our professional staff. CCS brings a high standard of excellence to each of your projects and we share our expertise in our well-defined and specific niche with your staff.

 

First Consulting and Administration

Products / Services: First Consulting & Administration helps our clients to solve their unique insurance compliance and regulatory issues. Since 1969, First Consulting has advised and assisted both L&H and P&C companies across the country. The primary areas of practice include:

  • 2017 CSO experts!
  • Product Development: Drafting, Filing, Research, ongoing Compliance Monitoring.
  • Corporate Compliance: Compliance Training, Mock Market Conduct Exams and a full range of Enterprise Risk Management (ERM) tailored to fit your needs.
  • Licensing: COA filings, TPA licensing and other specialty licensing (DMPO, PBM, Warranty, etc.).

More information about our Co-sourcing services is available at: www.firstconsulting.com

 

McHugh Consulting Resources, Inc.

McHugh Consulting Resources, Inc. is your insurance compliance and regulatory expert for life and health products. We stand ready to assist your organization in meeting the complex requirements faced by the insurance industry. Our services include regulatory research, state filing, policy drafting and product development, licensing/state admissions, and advertising review. We offer sound advice and a wealth of professional compliance expertise. Together with the state of the art research and compliance tools, McHugh Consulting Resources, Inc. can be your key resource for compliance.

 

Nexis Risk Solutions

At LexisNexis Risk Solutions, we believe in the power of data and advanced analytics for better risk management. With over 40 years of expertise, we are the trusted data analytics provider for organizations seeking actionable insights to manage risks and improve results while upholding the highest standards for security and privacy. Headquartered in Atlanta GA, LexisNexis Risk Solutions serves customers in more than 100 countries and is part of RELX Group, a global provider of information and analytics for professional and business customers across industries. Our insurance compliance solutions assist insurers with automating and improving the performance of critical workflow processes to reduce expenses, improve service and position customers for growth. For more information, please visit www.risk.lexisnexis.com.

 

Locke Lord LLP

Locke Lord's more than 85 insurance lawyers have a breadth and depth of experience that touches on every aspect of the insurance and reinsurance industries. Our insurance teams focus on a full range of insurance and regulatory matters and continue a tradition of 100-plus years serving insurance clients around the United States and around the world. Learn more at www.lockelord.com.

 

Madison Consulting Group

Madison Consulting Group, Inc. has been offering independent actuarial consulting services since 1987. We have offices in Madison, Georgia and Newtown Square, Pennsylvania and provide a full range of property /casualty actuarial and statistical data collection and reporting services. Our clients include state and federal regulatory agencies; law firms; insurance companies; managing general agents; and, public and private self-insurance programs.

 

Milliman, Inc.

Independent for nearly 70 years, Milliman delivers objective compliance solutions and tools to insurance clients worldwide. Enlist our team of compliance professionals, actuaries, clinicians, and technology specialists to apply its risk management and regulatory expertise to your most pressing compliance challenges.

Contact us today to learn how we can help with your product development, research and state filing needs.

 

Perr&Knight

Founded in 1994, Perr&Knight provides insurance consulting and software solutions to the property & casualty and accident & health industries. Services include actuarial consulting, product development, insurance policy and forms consulting, regulatory compliance, state filings, licensing, technology consulting, statistical reporting, data services, and predictive analytics. Software includes StateFilings.com, a leading cloud-based state filings management solution. With offices in Santa Monica, Boca Raton, the New York Metro Area and Fort Worth and more than 100 insurance professionals, Perr&Knight is among the largest independent actuarial and insurance consulting firms in the United States

 

RegEd

RegEd is the market-leading provider of RegTech enterprise solutions with relationships with hundreds of enterprise clients, including 80% of the top 25 financial services firms.

Established in 2000 by former regulators, the company is recognized for continuous regulatory technology innovation with solutions hallmarked by workflow-directed processes, data integration, regulatory intelligence, automated validations, business process automation and compliance dashboards. The aggregate drives the highest levels of operational efficiency and enables our clients to cost-effectively comply with regulations and continuously mitigate risk.

Trusted by the nation’s top financial services firms, RegEd’s proven, holistic approach to RegTech meets firms where they are on the compliance and risk management continuum, scaling as their needs evolve and amplifying the value proposition delivered to clients.

 

Westmont Associates

Westmont Associates, Inc. brings together an unparalleled team of seasoned professionals, including both contract/compliance specialists and attorneys, whose combined experience spans more than ten decades. Some of the many services that Westmont provides are: form, rate and rule filings (all product lines, all states); product development; company formation and licensing; agent/agency licensing; risk purchasing group registrations/renewals; redomestications and name changes; underwriting and compliance audits; mergers and acquisitions; claims management; due diligence; liquidations; rehabilitations; and reinsurance commutations.

Thomson Reuters

Thomson Reuters Risk Management Solutions – find the trusted answers that help you anticipate, mitigate and act on risk with confidence. Accelerate business performance and effectively manage enterprise risk, corporate governance, customer and third party risk, regulatory compliance and financial risk. Learn more at https://risk.thomsonreuters.com

 

Perr&Knight

Founded in 1994, Perr&Knight provides insurance consulting and software solutions to the property & casualty and accident & health industries. Services include actuarial consulting, product development, insurance policy and forms consulting, regulatory compliance, state filings, licensing, technology consulting, statistical reporting, data services, and predictive analytics. Software includes StateFilings.com, a leading cloud-based state filings management solution. With offices in Santa Monica, Boca Raton, the New York Metro Area and Fort Worth and more than 100 insurance professionals, Perr&Knight is among the largest independent actuarial and insurance consulting firms in the United States

 

RegEd

RegEd is the market-leading provider of RegTech enterprise solutions with relationships with hundreds of enterprise clients, including 80% of the top 25 financial services firms.

Established in 2000 by former regulators, the company is recognized for continuous regulatory technology innovation with solutions hallmarked by workflow-directed processes, data integration, regulatory intelligence, automated validations, business process automation and compliance dashboards. The aggregate drives the highest levels of operational efficiency and enables our clients to cost-effectively comply with regulations and continuously mitigate risk.

Trusted by the nation’s top financial services firms, RegEd’s proven, holistic approach to RegTech meets firms where they are on the compliance and risk management continuum, scaling as their needs evolve and amplifying the value proposition delivered to clients.

 

Westmont Associates

Westmont Associates, Inc. brings together an unparalleled team of seasoned professionals, including both contract/compliance specialists and attorneys, whose combined experience spans more than ten decades. Some of the many services that Westmont provides are: form, rate and rule filings (all product lines, all states); product development; company formation and licensing; agent/agency licensing; risk purchasing group registrations/renewals; redomestications and name changes; underwriting and compliance audits; mergers and acquisitions; claims management; due diligence; liquidations; rehabilitations; and reinsurance commutations.

Locke Lord LLP

Locke Lord's more than 85 insurance lawyers have a breadth and depth of experience that touches on every aspect of the insurance and reinsurance industries. Our insurance teams focus on a full range of insurance and regulatory matters and continue a tradition of 100-plus years serving insurance clients around the United States and around the world. Learn more at www.lockelord.com.

 

RegEd

RegEd is the market-leading provider of RegTech enterprise solutions with relationships with hundreds of enterprise clients, including 80% of the top 25 financial services firms.

Established in 2000 by former regulators, the company is recognized for continuous regulatory technology innovation with solutions hallmarked by workflow-directed processes, data integration, regulatory intelligence, automated validations, business process automation and compliance dashboards. The aggregate drives the highest levels of operational efficiency and enables our clients to cost-effectively comply with regulations and continuously mitigate risk.

Trusted by the nation’s top financial services firms, RegEd’s proven, holistic approach to RegTech meets firms where they are on the compliance and risk management continuum, scaling as their needs evolve and amplifying the value proposition delivered to clients.

First Consulting and Administration

Products / Services: First Consulting & Administration helps our clients to solve their unique insurance compliance and regulatory issues. Since 1969, First Consulting has advised and assisted both L&H and P&C companies across the country. The primary areas of practice include:

  • 2017 CSO experts!
  • Product Development: Drafting, Filing, Research, ongoing Compliance Monitoring.
  • Corporate Compliance: Compliance Training, Mock Market Conduct Exams and a full range of Enterprise Risk Management (ERM) tailored to fit your needs.
  • Licensing: COA filings, TPA licensing and other specialty licensing (DMPO, PBM, Warranty, etc.).

More information about our Co-sourcing services is available at: www.firstconsulting.com

 

Westmont Associates

Westmont Associates, Inc. brings together an unparalleled team of seasoned professionals, including both contract/compliance specialists and attorneys, whose combined experience spans more than ten decades. Some of the many services that Westmont provides are: form, rate and rule filings (all product lines, all states); product development; company formation and licensing; agent/agency licensing; risk purchasing group registrations/renewals; redomestications and name changes; underwriting and compliance audits; mergers and acquisitions; claims management; due diligence; liquidations; rehabilitations; and reinsurance commutations.

RegEd

RegEd is the market-leading provider of RegTech enterprise solutions with relationships with hundreds of enterprise clients, including 80% of the top 25 financial services firms.

Established in 2000 by former regulators, the company is recognized for continuous regulatory technology innovation with solutions hallmarked by workflow-directed processes, data integration, regulatory intelligence, automated validations, business process automation and compliance dashboards. The aggregate drives the highest levels of operational efficiency and enables our clients to cost-effectively comply with regulations and continuously mitigate risk.

Trusted by the nation’s top financial services firms, RegEd’s proven, holistic approach to RegTech meets firms where they are on the compliance and risk management continuum, scaling as their needs evolve and amplifying the value proposition delivered to clients.

 

Westmont Associates

Westmont Associates, Inc. brings together an unparalleled team of seasoned professionals, including both contract/compliance specialists and attorneys, whose combined experience spans more than ten decades. Some of the many services that Westmont provides are: form, rate and rule filings (all product lines, all states); product development; company formation and licensing; agent/agency licensing; risk purchasing group registrations/renewals; redomestications and name changes; underwriting and compliance audits; mergers and acquisitions; claims management; due diligence; liquidations; rehabilitations; and reinsurance commutations.

Computer Services, Inc.

One bad customer or transaction can destroy an entire organization. That’s why more than 5,000 customers trust CSI’s software and services for regulatory compliance, homeland security and fraud prevention. CSI’s suite of compliance solutions helps businesses adhere to the requirements of GLBA, USA PATRIOT Act, OFAC, BIS, BSA and Regulation E.

 

Locke Lord LLP

Locke Lord's more than 85 insurance lawyers have a breadth and depth of experience that touches on every aspect of the insurance and reinsurance industries. Our insurance teams focus on a full range of insurance and regulatory matters and continue a tradition of 100-plus years serving insurance clients around the United States and around the world. Learn more at www.lockelord.com.

 

Saul Ewing Arnstein & Lehr
Attorneys at Law

Perr&Knight

Founded in 1994, Perr&Knight provides insurance consulting and software solutions to the property & casualty and accident & health industries. Services include actuarial consulting, product development, insurance policy and forms consulting, regulatory compliance, state filings, licensing, technology consulting, statistical reporting, data services, and predictive analytics. Software includes StateFilings.com, a leading cloud-based state filings management solution. With offices in Santa Monica, Boca Raton, the New York Metro Area and Fort Worth and more than 100 insurance professionals, Perr&Knight is among the largest independent actuarial and insurance consulting firms in the United States

 

RegEd

RegEd is the market-leading provider of RegTech enterprise solutions with relationships with hundreds of enterprise clients, including 80% of the top 25 financial services firms.

Established in 2000 by former regulators, the company is recognized for continuous regulatory technology innovation with solutions hallmarked by workflow-directed processes, data integration, regulatory intelligence, automated validations, business process automation and compliance dashboards. The aggregate drives the highest levels of operational efficiency and enables our clients to cost-effectively comply with regulations and continuously mitigate risk.

Trusted by the nation’s top financial services firms, RegEd’s proven, holistic approach to RegTech meets firms where they are on the compliance and risk management continuum, scaling as their needs evolve and amplifying the value proposition delivered to clients.

Currin Compliance

Currin Compliance Services, Inc. (CCS) provides compliance consulting to life insurance carriers and their distribution partners. We focus exclusively on compliance for the products, advertising materials, and services that the life insurance industry offers. That exclusivity is one major factor that differentiates us from our competitors—another is the quality of our professional staff. CCS brings a high standard of excellence to each of your projects and we share our expertise in our well-defined and specific niche with your staff.

 

McHugh Consulting Resources, Inc.

McHugh Consulting Resources, Inc. is your insurance compliance and regulatory expert for life and health products. We stand ready to assist your organization in meeting the complex requirements faced by the insurance industry. Our services include regulatory research, state filing, policy drafting and product development, licensing/state admissions, and advertising review. We offer sound advice and a wealth of professional compliance expertise. Together with the state of the art research and compliance tools, McHugh Consulting Resources, Inc. can be your key resource for compliance.

 

Perr&Knight

Founded in 1994, Perr&Knight provides insurance consulting and software solutions to the property & casualty and accident & health industries. Services include actuarial consulting, product development, insurance policy and forms consulting, regulatory compliance, state filings, licensing, technology consulting, statistical reporting, data services, and predictive analytics. Software includes StateFilings.com, a leading cloud-based state filings management solution. With offices in Santa Monica, Boca Raton, the New York Metro Area and Fort Worth and more than 100 insurance professionals, Perr&Knight is among the largest independent actuarial and insurance consulting firms in the United States

 

Westmont Associates

Westmont Associates, Inc. brings together an unparalleled team of seasoned professionals, including both contract/compliance specialists and attorneys, whose combined experience spans more than ten decades. Some of the many services that Westmont provides are: form, rate and rule filings (all product lines, all states); product development; company formation and licensing; agent/agency licensing; risk purchasing group registrations/renewals; redomestications and name changes; underwriting and compliance audits; mergers and acquisitions; claims management; due diligence; liquidations; rehabilitations; and reinsurance commutations.

Perr&Knight

Founded in 1994, Perr&Knight provides insurance consulting and software solutions to the property & casualty and accident & health industries. Services include actuarial consulting, product development, insurance policy and forms consulting, regulatory compliance, state filings, licensing, technology consulting, statistical reporting, data services, and predictive analytics. Software includes StateFilings.com, a leading cloud-based state filings management solution. With offices in Santa Monica, Boca Raton, the New York Metro Area and Fort Worth and more than 100 insurance professionals, Perr&Knight is among the largest independent actuarial and insurance consulting firms in the United States

 

RegEd

RegEd is the market-leading provider of RegTech enterprise solutions with relationships with hundreds of enterprise clients, including 80% of the top 25 financial services firms.

Established in 2000 by former regulators, the company is recognized for continuous regulatory technology innovation with solutions hallmarked by workflow-directed processes, data integration, regulatory intelligence, automated validations, business process automation and compliance dashboards. The aggregate drives the highest levels of operational efficiency and enables our clients to cost-effectively comply with regulations and continuously mitigate risk.

Trusted by the nation’s top financial services firms, RegEd’s proven, holistic approach to RegTech meets firms where they are on the compliance and risk management continuum, scaling as their needs evolve and amplifying the value proposition delivered to clients.

 

Westmont Associates

Westmont Associates, Inc. brings together an unparalleled team of seasoned professionals, including both contract/compliance specialists and attorneys, whose combined experience spans more than ten decades. Some of the many services that Westmont provides are: form, rate and rule filings (all product lines, all states); product development; company formation and licensing; agent/agency licensing; risk purchasing group registrations/renewals; redomestications and name changes; underwriting and compliance audits; mergers and acquisitions; claims management; due diligence; liquidations; rehabilitations; and reinsurance commutations.

Currin Compliance

Currin Compliance Services, Inc. (CCS) provides compliance consulting to life insurance carriers and their distribution partners. We focus exclusively on compliance for the products, advertising materials, and services that the life insurance industry offers. That exclusivity is one major factor that differentiates us from our competitors—another is the quality of our professional staff. CCS brings a high standard of excellence to each of your projects and we share our expertise in our well-defined and specific niche with your staff.

 

First Consulting and Administration

Products / Services: First Consulting & Administration helps our clients to solve their unique insurance compliance and regulatory issues. Since 1969, First Consulting has advised and assisted both L&H and P&C companies across the country. The primary areas of practice include:

  • 2017 CSO experts!
  • Product Development: Drafting, Filing, Research, ongoing Compliance Monitoring.
  • Corporate Compliance: Compliance Training, Mock Market Conduct Exams and a full range of Enterprise Risk Management (ERM) tailored to fit your needs.
  • Licensing: COA filings, TPA licensing and other specialty licensing (DMPO, PBM, Warranty, etc.).

More information about our Co-sourcing services is available at: www.firstconsulting.com

 

McHugh Consulting Resources, Inc.

McHugh Consulting Resources, Inc. is your insurance compliance and regulatory expert for life and health products. We stand ready to assist your organization in meeting the complex requirements faced by the insurance industry. Our services include regulatory research, state filing, policy drafting and product development, licensing/state admissions, and advertising review. We offer sound advice and a wealth of professional compliance expertise. Together with the state of the art research and compliance tools, McHugh Consulting Resources, Inc. can be your key resource for compliance.

 

Milliman, Inc.

Independent for nearly 70 years, Milliman delivers objective compliance solutions and tools to insurance clients worldwide. Enlist our team of compliance professionals, actuaries, clinicians, and technology specialists to apply its risk management and regulatory expertise to your most pressing compliance challenges.

Contact us today to learn how we can help with your product development, research and state filing needs.

 

Perr&Knight

Founded in 1994, Perr&Knight provides insurance consulting and software solutions to the property & casualty and accident & health industries. Services include actuarial consulting, product development, insurance policy and forms consulting, regulatory compliance, state filings, licensing, technology consulting, statistical reporting, data services, and predictive analytics. Software includes StateFilings.com, a leading cloud-based state filings management solution. With offices in Santa Monica, Boca Raton, the New York Metro Area and Fort Worth and more than 100 insurance professionals, Perr&Knight is among the largest independent actuarial and insurance consulting firms in the United States

 

Westmont Associates

Westmont Associates, Inc. brings together an unparalleled team of seasoned professionals, including both contract/compliance specialists and attorneys, whose combined experience spans more than ten decades. Some of the many services that Westmont provides are: form, rate and rule filings (all product lines, all states); product development; company formation and licensing; agent/agency licensing; risk purchasing group registrations/renewals; redomestications and name changes; underwriting and compliance audits; mergers and acquisitions; claims management; due diligence; liquidations; rehabilitations; and reinsurance commutations.

First Consulting and Administration

Products / Services: First Consulting & Administration helps our clients to solve their unique insurance compliance and regulatory issues. Since 1969, First Consulting has advised and assisted both L&H and P&C companies across the country. The primary areas of practice include:

  • 2017 CSO experts!
  • Product Development: Drafting, Filing, Research, ongoing Compliance Monitoring.
  • Corporate Compliance: Compliance Training, Mock Market Conduct Exams and a full range of Enterprise Risk Management (ERM) tailored to fit your needs.
  • Licensing: COA filings, TPA licensing and other specialty licensing (DMPO, PBM, Warranty, etc.).

More information about our Co-sourcing services is available at: www.firstconsulting.com

McHugh Consulting Resources, Inc.

McHugh Consulting Resources, Inc. is your insurance compliance and regulatory expert for life and health products. We stand ready to assist your organization in meeting the complex requirements faced by the insurance industry. Our services include regulatory research, state filing, policy drafting and product development, licensing/state admissions, and advertising review. We offer sound advice and a wealth of professional compliance expertise. Together with the state of the art research and compliance tools, McHugh Consulting Resources, Inc. can be your key resource for compliance.

 

 

Perr&Knight

Founded in 1994, Perr&Knight provides insurance consulting and software solutions to the property & casualty and accident & health industries. Services include actuarial consulting, product development, insurance policy and forms consulting, regulatory compliance, state filings, licensing, technology consulting, statistical reporting, data services, and predictive analytics. Software includes StateFilings.com, a leading cloud-based state filings management solution. With offices in Santa Monica, Boca Raton, the New York Metro Area and Fort Worth and more than 100 insurance professionals, Perr&Knight is among the largest independent actuarial and insurance consulting firms in the United States

 

Saul Ewing Arnstein & Lehr
Attorneys at Law

 

Westmont Associates

Westmont Associates, Inc. brings together an unparalleled team of seasoned professionals, including both contract/compliance specialists and attorneys, whose combined experience spans more than ten decades. Some of the many services that Westmont provides are: form, rate and rule filings (all product lines, all states); product development; company formation and licensing; agent/agency licensing; risk purchasing group registrations/renewals; redomestications and name changes; underwriting and compliance audits; mergers and acquisitions; claims management; due diligence; liquidations; rehabilitations; and reinsurance commutations.

Computer Services, Inc.

One bad customer or transaction can destroy an entire organization. That’s why more than 5,000 customers trust CSI’s software and services for regulatory compliance, homeland security and fraud prevention. CSI’s suite of compliance solutions helps businesses adhere to the requirements of GLBA, USA PATRIOT Act, OFAC, BIS, BSA and Regulation E.

 

Nexis Risk Solutions

At LexisNexis Risk Solutions, we believe in the power of data and advanced analytics for better risk management. With over 40 years of expertise, we are the trusted data analytics provider for organizations seeking actionable insights to manage risks and improve results while upholding the highest standards for security and privacy. Headquartered in Atlanta GA, LexisNexis Risk Solutions serves customers in more than 100 countries and is part of RELX Group, a global provider of information and analytics for professional and business customers across industries. Our insurance compliance solutions assist insurers with automating and improving the performance of critical workflow processes to reduce expenses, improve service and position customers for growth. For more information, please visit www.risk.lexisnexis.com.

 

Westmont Associates

Westmont Associates, Inc. brings together an unparalleled team of seasoned professionals, including both contract/compliance specialists and attorneys, whose combined experience spans more than ten decades. Some of the many services that Westmont provides are: form, rate and rule filings (all product lines, all states); product development; company formation and licensing; agent/agency licensing; risk purchasing group registrations/renewals; redomestications and name changes; underwriting and compliance audits; mergers and acquisitions; claims management; due diligence; liquidations; rehabilitations; and reinsurance commutations.

Currin Compliance

Currin Compliance Services, Inc. (CCS) provides compliance consulting to life insurance carriers and their distribution partners. We focus exclusively on compliance for the products, advertising materials, and services that the life insurance industry offers. That exclusivity is one major factor that differentiates us from our competitors—another is the quality of our professional staff. CCS brings a high standard of excellence to each of your projects and we share our expertise in our well-defined and specific niche with your staff.

 

Locke Lord LLP

Locke Lord's more than 85 insurance lawyers have a breadth and depth of experience that touches on every aspect of the insurance and reinsurance industries. Our insurance teams focus on a full range of insurance and regulatory matters and continue a tradition of 100-plus years serving insurance clients around the United States and around the world. Learn more at www.lockelord.com.

 

Saul Ewing Arnstein & Lehr
Attorneys at Law

 

Westmont Associates

Westmont Associates, Inc. brings together an unparalleled team of seasoned professionals, including both contract/compliance specialists and attorneys, whose combined experience spans more than ten decades. Some of the many services that Westmont provides are: form, rate and rule filings (all product lines, all states); product development; company formation and licensing; agent/agency licensing; risk purchasing group registrations/renewals; redomestications and name changes; underwriting and compliance audits; mergers and acquisitions; claims management; due diligence; liquidations; rehabilitations; and reinsurance commutations.

Currin Compliance

Currin Compliance Services, Inc. (CCS) provides compliance consulting to life insurance carriers and their distribution partners. We focus exclusively on compliance for the products, advertising materials, and services that the life insurance industry offers. That exclusivity is one major factor that differentiates us from our competitors—another is the quality of our professional staff. CCS brings a high standard of excellence to each of your projects and we share our expertise in our well-defined and specific niche with your staff.

 

First Consulting and Administration

Products / Services: First Consulting & Administration helps our clients to solve their unique insurance compliance and regulatory issues. Since 1969, First Consulting has advised and assisted both L&H and P&C companies across the country. The primary areas of practice include:

  • 2017 CSO experts!
  • Product Development: Drafting, Filing, Research, ongoing Compliance Monitoring.
  • Corporate Compliance: Compliance Training, Mock Market Conduct Exams and a full range of Enterprise Risk Management (ERM) tailored to fit your needs.
  • Licensing: COA filings, TPA licensing and other specialty licensing (DMPO, PBM, Warranty, etc.).

More information about our Co-sourcing services is available at: www.firstconsulting.com

 

Lou Penn & Associates

29 Merrimac Drive
Pepperell, MA 01463-1459
Phone: 978-433-1917
Cell: 617-513-2491
Toll Free: 1-866-458-4333
Email: lapenn@charter.net

Lou Penn has had an extensive career in the compliance arena. After 20 years of state service with the New York, Florida, and Vermont insurance departments, he started his own business and was instrumental in setting up the compli- ance department at a large national insurer. He has performed mock audits and compliance training for many of the major insurers' in the US.

He created a market conduct compliance product, called Complianceware® which has become the countrywide standard that most insurers' use for market conduct compli- ance in the US.

Now he has created a more robust market conduct compli- ance product called Market Conduct Auditor® which is available. It is a web based software solution to enable an insurer to identify market conduct regulatory issues that are being enforced by a state DOI.

Market Conduct Auditor®

FEATURES
This product contains data from insurance companies that have received a Market Conduct Exam and includes the report. Report data has been organized to allow you to search on specific criteria up to nine levels deep of data to find the issue you are searching for. The state's market conduct criticisms are presented using multiple search criteria that allows the user to see results in different layouts depending on the criteria selected.

Market conduct compliance information and data can be selected based on multiple sets of criteria and the resulting data will identify the current market conduct criticisms for a state by line of business, by company operational areas: claims, company operations, complaints, filing requirements, marketing and sales, policyholder service, producer licensing, reporting and underwriting and rating, along with other linked organized criteria.

You can download a selected amount or all of the multiple database information that you search into an excel spreadsheet(s) that will allow you to use the data in the most convenient way possible. This product provides you with an easy and fast way to stay in compliance with the DOI since most of the compliance research work is done for you.

DATABASE CONTAINS THE FOLLOWING INFORMATION AND FUNCTIONS
Market conduct criticisms are organized by state, line of business, subline of business, area examined, compliance item, detail item, issue, violation category, date, amount of fine, name of company, and cite reference, along with many other criteria. Highlighted text helps to quickly locate specific issues in statutes and regulations searched for in the cite text and the market conduct exam report text.

The purchaser can customize the product by adding their company's filings, procedure manuals and other relevant compliance information upon request.

 

McHugh Consulting Resources, Inc.

McHugh Consulting Resources, Inc. is your insurance compliance and regulatory expert for life and health products. We stand ready to assist your organization in meeting the complex requirements faced by the insurance industry. Our services include regulatory research, state filing, policy drafting and product development, licensing/state admissions, and advertising review. We offer sound advice and a wealth of professional compliance expertise. Together with the state of the art research and compliance tools, McHugh Consulting Resources, Inc. can be your key resource for compliance.

 

Perr&Knight

Founded in 1994, Perr&Knight provides insurance consulting and software solutions to the property & casualty and accident & health industries. Services include actuarial consulting, product development, insurance policy and forms consulting, regulatory compliance, state filings, licensing, technology consulting, statistical reporting, data services, and predictive analytics. Software includes StateFilings.com, a leading cloud-based state filings management solution. With offices in Santa Monica, Boca Raton, the New York Metro Area and Fort Worth and more than 100 insurance professionals, Perr&Knight is among the largest independent actuarial and insurance consulting firms in the United States

 

RegEd

RegEd is the market-leading provider of RegTech enterprise solutions with relationships with hundreds of enterprise clients, including 80% of the top 25 financial services firms.

Established in 2000 by former regulators, the company is recognized for continuous regulatory technology innovation with solutions hallmarked by workflow-directed processes, data integration, regulatory intelligence, automated validations, business process automation and compliance dashboards. The aggregate drives the highest levels of operational efficiency and enables our clients to cost-effectively comply with regulations and continuously mitigate risk.

Trusted by the nation’s top financial services firms, RegEd’s proven, holistic approach to RegTech meets firms where they are on the compliance and risk management continuum, scaling as their needs evolve and amplifying the value proposition delivered to clients.

 

Westmont Associates

Westmont Associates, Inc. brings together an unparalleled team of seasoned professionals, including both contract/compliance specialists and attorneys, whose combined experience spans more than ten decades. Some of the many services that Westmont provides are: form, rate and rule filings (all product lines, all states); product development; company formation and licensing; agent/agency licensing; risk purchasing group registrations/renewals; redomestications and name changes; underwriting and compliance audits; mergers and acquisitions; claims management; due diligence; liquidations; rehabilitations; and reinsurance commutations.

NIPR

The National Insurance Producer Registry (NIPR) is the premier public-private partnership supporting the work of the states and the NAIC in re-engineering and streamlining the insurance producer licensing process through uniformity. Available products include the Producer Database (PDB) and electronic applications for Non-Resident and Resident Licenses (initial and renewal).

 

Perr&Knight

Founded in 1994, Perr&Knight provides insurance consulting and software solutions to the property & casualty and accident & health industries. Services include actuarial consulting, product development, insurance policy and forms consulting, regulatory compliance, state filings, licensing, technology consulting, statistical reporting, data services, and predictive analytics. Software includes StateFilings.com, a leading cloud-based state filings management solution. With offices in Santa Monica, Boca Raton, the New York Metro Area and Fort Worth and more than 100 insurance professionals, Perr&Knight is among the largest independent actuarial and insurance consulting firms in the United States

 

RegEd

RegEd is the market-leading provider of RegTech enterprise solutions with relationships with hundreds of enterprise clients, including 80% of the top 25 financial services firms.

Established in 2000 by former regulators, the company is recognized for continuous regulatory technology innovation with solutions hallmarked by workflow-directed processes, data integration, regulatory intelligence, automated validations, business process automation and compliance dashboards. The aggregate drives the highest levels of operational efficiency and enables our clients to cost-effectively comply with regulations and continuously mitigate risk.

Trusted by the nation’s top financial services firms, RegEd’s proven, holistic approach to RegTech meets firms where they are on the compliance and risk management continuum, scaling as their needs evolve and amplifying the value proposition delivered to clients.

 

Westmont Associates

Westmont Associates, Inc. brings together an unparalleled team of seasoned professionals, including both contract/compliance specialists and attorneys, whose combined experience spans more than ten decades. Some of the many services that Westmont provides are: form, rate and rule filings (all product lines, all states); product development; company formation and licensing; agent/agency licensing; risk purchasing group registrations/renewals; redomestications and name changes; underwriting and compliance audits; mergers and acquisitions; claims management; due diligence; liquidations; rehabilitations; and reinsurance commutations.

Westmont Associates

Westmont Associates, Inc. brings together an unparalleled team of seasoned professionals, including both contract/compliance specialists and attorneys, whose combined experience spans more than ten decades. Some of the many services that Westmont provides are: form, rate and rule filings (all product lines, all states); product development; company formation and licensing; agent/agency licensing; risk purchasing group registrations/renewals; redomestications and name changes; underwriting and compliance audits; mergers and acquisitions; claims management; due diligence; liquidations; rehabilitations; and reinsurance commutations.

Computer Services, Inc.

One bad customer or transaction can destroy an entire organization. That’s why more than 5,000 customers trust CSI’s software and services for regulatory compliance, homeland security and fraud prevention. CSI’s suite of compliance solutions helps businesses adhere to the requirements of GLBA, USA PATRIOT Act, OFAC, BIS, BSA and Regulation E.

 

Nexis Risk Solutions

At LexisNexis Risk Solutions, we believe in the power of data and advanced analytics for better risk management. With over 40 years of expertise, we are the trusted data analytics provider for organizations seeking actionable insights to manage risks and improve results while upholding the highest standards for security and privacy. Headquartered in Atlanta GA, LexisNexis Risk Solutions serves customers in more than 100 countries and is part of RELX Group, a global provider of information and analytics for professional and business customers across industries. Our insurance compliance solutions assist insurers with automating and improving the performance of critical workflow processes to reduce expenses, improve service and position customers for growth. For more information, please visit www.risk.lexisnexis.com.

 

Locke Lord LLP

Locke Lord's more than 85 insurance lawyers have a breadth and depth of experience that touches on every aspect of the insurance and reinsurance industries. Our insurance teams focus on a full range of insurance and regulatory matters and continue a tradition of 100-plus years serving insurance clients around the United States and around the world. Learn more at www.lockelord.com.

 

McHugh Consulting Resources, Inc.

McHugh Consulting Resources, Inc. is your insurance compliance and regulatory expert for life and health products. We stand ready to assist your organization in meeting the complex requirements faced by the insurance industry. Our services include regulatory research, state filing, policy drafting and product development, licensing/state admissions, and advertising review. We offer sound advice and a wealth of professional compliance expertise. Together with the state of the art research and compliance tools, McHugh Consulting Resources, Inc. can be your key resource for compliance.

 

Milliman, Inc.

Independent for nearly 70 years, Milliman delivers objective compliance solutions and tools to insurance clients worldwide. Enlist our team of compliance professionals, actuaries, clinicians, and technology specialists to apply its risk management and regulatory expertise to your most pressing compliance challenges.

Contact us today to learn how we can help with your product development, research and state filing needs.

 

Perr&Knight

Founded in 1994, Perr&Knight provides insurance consulting and software solutions to the property & casualty and accident & health industries. Services include actuarial consulting, product development, insurance policy and forms consulting, regulatory compliance, state filings, licensing, technology consulting, statistical reporting, data services, and predictive analytics. Software includes StateFilings.com, a leading cloud-based state filings management solution. With offices in Santa Monica, Boca Raton, the New York Metro Area and Fort Worth and more than 100 insurance professionals, Perr&Knight is among the largest independent actuarial and insurance consulting firms in the United States

 

RegEd

RegEd is the market-leading provider of RegTech enterprise solutions with relationships with hundreds of enterprise clients, including 80% of the top 25 financial services firms.

Established in 2000 by former regulators, the company is recognized for continuous regulatory technology innovation with solutions hallmarked by workflow-directed processes, data integration, regulatory intelligence, automated validations, business process automation and compliance dashboards. The aggregate drives the highest levels of operational efficiency and enables our clients to cost-effectively comply with regulations and continuously mitigate risk.

Trusted by the nation’s top financial services firms, RegEd’s proven, holistic approach to RegTech meets firms where they are on the compliance and risk management continuum, scaling as their needs evolve and amplifying the value proposition delivered to clients.

 

Saul Ewing Arnstein & Lehr
Attorneys at Law

 

Thomson Reuters

Thomson Reuters Risk Management Solutions – find the trusted answers that help you anticipate, mitigate and act on risk with confidence. Accelerate business performance and effectively manage enterprise risk, corporate governance, customer and third party risk, regulatory compliance and financial risk. Learn more at https://risk.thomsonreuters.com

 

Westmont Associates

Westmont Associates, Inc. brings together an unparalleled team of seasoned professionals, including both contract/compliance specialists and attorneys, whose combined experience spans more than ten decades. Some of the many services that Westmont provides are: form, rate and rule filings (all product lines, all states); product development; company formation and licensing; agent/agency licensing; risk purchasing group registrations/renewals; redomestications and name changes; underwriting and compliance audits; mergers and acquisitions; claims management; due diligence; liquidations; rehabilitations; and reinsurance commutations.

Currin Compliance

Currin Compliance Services, Inc. (CCS) provides compliance consulting to life insurance carriers and their distribution partners. We focus exclusively on compliance for the products, advertising materials, and services that the life insurance industry offers. That exclusivity is one major factor that differentiates us from our competitors—another is the quality of our professional staff. CCS brings a high standard of excellence to each of your projects and we share our expertise in our well-defined and specific niche with your staff.

 

First Consulting and Administration

Products / Services: First Consulting & Administration helps our clients to solve their unique insurance compliance and regulatory issues. Since 1969, First Consulting has advised and assisted both L&H and P&C companies across the country. The primary areas of practice include:

  • 2017 CSO experts!
  • Product Development: Drafting, Filing, Research, ongoing Compliance Monitoring.
  • Corporate Compliance: Compliance Training, Mock Market Conduct Exams and a full range of Enterprise Risk Management (ERM) tailored to fit your needs.
  • Licensing: COA filings, TPA licensing and other specialty licensing (DMPO, PBM, Warranty, etc.).

More information about our Co-sourcing services is available at: www.firstconsulting.com

 

McHugh Consulting Resources, Inc.

McHugh Consulting Resources, Inc. is your insurance compliance and regulatory expert for life and health products. We stand ready to assist your organization in meeting the complex requirements faced by the insurance industry. Our services include regulatory research, state filing, policy drafting and product development, licensing/state admissions, and advertising review. We offer sound advice and a wealth of professional compliance expertise. Together with the state of the art research and compliance tools, McHugh Consulting Resources, Inc. can be your key resource for compliance.

 

Nexis Risk Solutions

At LexisNexis Risk Solutions, we believe in the power of data and advanced analytics for better risk management. With over 40 years of expertise, we are the trusted data analytics provider for organizations seeking actionable insights to manage risks and improve results while upholding the highest standards for security and privacy. Headquartered in Atlanta GA, LexisNexis Risk Solutions serves customers in more than 100 countries and is part of RELX Group, a global provider of information and analytics for professional and business customers across industries. Our insurance compliance solutions assist insurers with automating and improving the performance of critical workflow processes to reduce expenses, improve service and position customers for growth. For more information, please visit www.risk.lexisnexis.com.

 

Lou Penn & Associates

29 Merrimac Drive
Pepperell, MA 01463-1459
Phone: 978-433-1917
Cell: 617-513-2491
Toll Free: 1-866-458-4333
Email: lapenn@charter.net

Lou Penn has had an extensive career in the compliance arena. After 20 years of state service with the New York, Florida, and Vermont insurance departments, he started his own business and was instrumental in setting up the compli- ance department at a large national insurer. He has performed mock audits and compliance training for many of the major insurers' in the US.

He created a market conduct compliance product, called Complianceware® which has become the countrywide standard that most insurers' use for market conduct compli- ance in the US.

Now he has created a more robust market conduct compli- ance product called Market Conduct Auditor® which is available. It is a web based software solution to enable an insurer to identify market conduct regulatory issues that are being enforced by a state DOI.

Market Conduct Auditor®

FEATURES
This product contains data from insurance companies that have received a Market Conduct Exam and includes the report. Report data has been organized to allow you to search on specific criteria up to nine levels deep of data to find the issue you are searching for. The state's market conduct criticisms are presented using multiple search criteria that allows the user to see results in different layouts depending on the criteria selected.

Market conduct compliance information and data can be selected based on multiple sets of criteria and the resulting data will identify the current market conduct criticisms for a state by line of business, by company operational areas: claims, company operations, complaints, filing requirements, marketing and sales, policyholder service, producer licensing, reporting and underwriting and rating, along with other linked organized criteria.

You can download a selected amount or all of the multiple database information that you search into an excel spreadsheet(s) that will allow you to use the data in the most convenient way possible. This product provides you with an easy and fast way to stay in compliance with the DOI since most of the compliance research work is done for you.

DATABASE CONTAINS THE FOLLOWING INFORMATION AND FUNCTIONS
Market conduct criticisms are organized by state, line of business, subline of business, area examined, compliance item, detail item, issue, violation category, date, amount of fine, name of company, and cite reference, along with many other criteria. Highlighted text helps to quickly locate specific issues in statutes and regulations searched for in the cite text and the market conduct exam report text.

The purchaser can customize the product by adding their company's filings, procedure manuals and other relevant compliance information upon request.

 

RegEd

RegEd is the market-leading provider of RegTech enterprise solutions with relationships with hundreds of enterprise clients, including 80% of the top 25 financial services firms.

Established in 2000 by former regulators, the company is recognized for continuous regulatory technology innovation with solutions hallmarked by workflow-directed processes, data integration, regulatory intelligence, automated validations, business process automation and compliance dashboards. The aggregate drives the highest levels of operational efficiency and enables our clients to cost-effectively comply with regulations and continuously mitigate risk.

Trusted by the nation’s top financial services firms, RegEd’s proven, holistic approach to RegTech meets firms where they are on the compliance and risk management continuum, scaling as their needs evolve and amplifying the value proposition delivered to clients.

 

Westmont Associates

Westmont Associates, Inc. brings together an unparalleled team of seasoned professionals, including both contract/compliance specialists and attorneys, whose combined experience spans more than ten decades. Some of the many services that Westmont provides are: form, rate and rule filings (all product lines, all states); product development; company formation and licensing; agent/agency licensing; risk purchasing group registrations/renewals; redomestications and name changes; underwriting and compliance audits; mergers and acquisitions; claims management; due diligence; liquidations; rehabilitations; and reinsurance commutations.

Currin Compliance

Currin Compliance Services, Inc. (CCS) provides compliance consulting to life insurance carriers and their distribution partners. We focus exclusively on compliance for the products, advertising materials, and services that the life insurance industry offers. That exclusivity is one major factor that differentiates us from our competitors—another is the quality of our professional staff. CCS brings a high standard of excellence to each of your projects and we share our expertise in our well-defined and specific niche with your staff.

 

First Consulting and Administration

Products / Services: First Consulting & Administration helps our clients to solve their unique insurance compliance and regulatory issues. Since 1969, First Consulting has advised and assisted both L&H and P&C companies across the country. The primary areas of practice include:

  • 2017 CSO experts!
  • Product Development: Drafting, Filing, Research, ongoing Compliance Monitoring.
  • Corporate Compliance: Compliance Training, Mock Market Conduct Exams and a full range of Enterprise Risk Management (ERM) tailored to fit your needs.
  • Licensing: COA filings, TPA licensing and other specialty licensing (DMPO, PBM, Warranty, etc.).

More information about our Co-sourcing services is available at: www.firstconsulting.com

 

Nexis Risk Solutions

At LexisNexis Risk Solutions, we believe in the power of data and advanced analytics for better risk management. With over 40 years of expertise, we are the trusted data analytics provider for organizations seeking actionable insights to manage risks and improve results while upholding the highest standards for security and privacy. Headquartered in Atlanta GA, LexisNexis Risk Solutions serves customers in more than 100 countries and is part of RELX Group, a global provider of information and analytics for professional and business customers across industries. Our insurance compliance solutions assist insurers with automating and improving the performance of critical workflow processes to reduce expenses, improve service and position customers for growth. For more information, please visit www.risk.lexisnexis.com.

 

Milliman, Inc.

Independent for nearly 70 years, Milliman delivers objective compliance solutions and tools to insurance clients worldwide. Enlist our team of compliance professionals, actuaries, clinicians, and technology specialists to apply its risk management and regulatory expertise to your most pressing compliance challenges.

Contact us today to learn how we can help with your product development, research and state filing needs.

 

RegEd

RegEd is the market-leading provider of RegTech enterprise solutions with relationships with hundreds of enterprise clients, including 80% of the top 25 financial services firms.

Established in 2000 by former regulators, the company is recognized for continuous regulatory technology innovation with solutions hallmarked by workflow-directed processes, data integration, regulatory intelligence, automated validations, business process automation and compliance dashboards. The aggregate drives the highest levels of operational efficiency and enables our clients to cost-effectively comply with regulations and continuously mitigate risk.

Trusted by the nation’s top financial services firms, RegEd’s proven, holistic approach to RegTech meets firms where they are on the compliance and risk management continuum, scaling as their needs evolve and amplifying the value proposition delivered to clients.

 

Thomson Reuters

Thomson Reuters Risk Management Solutions – find the trusted answers that help you anticipate, mitigate and act on risk with confidence. Accelerate business performance and effectively manage enterprise risk, corporate governance, customer and third party risk, regulatory compliance and financial risk. Learn more at https://risk.thomsonreuters.com

 

Westmont Associates

Westmont Associates, Inc. brings together an unparalleled team of seasoned professionals, including both contract/compliance specialists and attorneys, whose combined experience spans more than ten decades. Some of the many services that Westmont provides are: form, rate and rule filings (all product lines, all states); product development; company formation and licensing; agent/agency licensing; risk purchasing group registrations/renewals; redomestications and name changes; underwriting and compliance audits; mergers and acquisitions; claims management; due diligence; liquidations; rehabilitations; and reinsurance commutations.

Computer Services, Inc.

One bad customer or transaction can destroy an entire organization. That’s why more than 5,000 customers trust CSI’s software and services for regulatory compliance, homeland security and fraud prevention. CSI’s suite of compliance solutions helps businesses adhere to the requirements of GLBA, USA PATRIOT Act, OFAC, BIS, BSA and Regulation E.

 

Lou Penn & Associates

29 Merrimac Drive
Pepperell, MA 01463-1459
Phone: 978-433-1917
Cell: 617-513-2491
Toll Free: 1-866-458-4333
Email: lapenn@charter.net

Lou Penn has had an extensive career in the compliance arena. After 20 years of state service with the New York, Florida, and Vermont insurance departments, he started his own business and was instrumental in setting up the compli- ance department at a large national insurer. He has performed mock audits and compliance training for many of the major insurers' in the US.

He created a market conduct compliance product, called Complianceware® which has become the countrywide standard that most insurers' use for market conduct compli- ance in the US.

Now he has created a more robust market conduct compli- ance product called Market Conduct Auditor® which is available. It is a web based software solution to enable an insurer to identify market conduct regulatory issues that are being enforced by a state DOI.

Market Conduct Auditor®

FEATURES
This product contains data from insurance companies that have received a Market Conduct Exam and includes the report. Report data has been organized to allow you to search on specific criteria up to nine levels deep of data to find the issue you are searching for. The state's market conduct criticisms are presented using multiple search criteria that allows the user to see results in different layouts depending on the criteria selected.

Market conduct compliance information and data can be selected based on multiple sets of criteria and the resulting data will identify the current market conduct criticisms for a state by line of business, by company operational areas: claims, company operations, complaints, filing requirements, marketing and sales, policyholder service, producer licensing, reporting and underwriting and rating, along with other linked organized criteria.

You can download a selected amount or all of the multiple database information that you search into an excel spreadsheet(s) that will allow you to use the data in the most convenient way possible. This product provides you with an easy and fast way to stay in compliance with the DOI since most of the compliance research work is done for you.

DATABASE CONTAINS THE FOLLOWING INFORMATION AND FUNCTIONS
Market conduct criticisms are organized by state, line of business, subline of business, area examined, compliance item, detail item, issue, violation category, date, amount of fine, name of company, and cite reference, along with many other criteria. Highlighted text helps to quickly locate specific issues in statutes and regulations searched for in the cite text and the market conduct exam report text.

The purchaser can customize the product by adding their company's filings, procedure manuals and other relevant compliance information upon request.

 

Milliman, Inc.

Independent for nearly 70 years, Milliman delivers objective compliance solutions and tools to insurance clients worldwide. Enlist our team of compliance professionals, actuaries, clinicians, and technology specialists to apply its risk management and regulatory expertise to your most pressing compliance challenges.

Contact us today to learn how we can help with your product development, research and state filing needs.

 

Perr&Knight

Founded in 1994, Perr&Knight provides insurance consulting and software solutions to the property & casualty and accident & health industries. Services include actuarial consulting, product development, insurance policy and forms consulting, regulatory compliance, state filings, licensing, technology consulting, statistical reporting, data services, and predictive analytics. Software includes StateFilings.com, a leading cloud-based state filings management solution. With offices in Santa Monica, Boca Raton, the New York Metro Area and Fort Worth and more than 100 insurance professionals, Perr&Knight is among the largest independent actuarial and insurance consulting firms in the United States

 

RegEd

RegEd is the market-leading provider of RegTech enterprise solutions with relationships with hundreds of enterprise clients, including 80% of the top 25 financial services firms.

Established in 2000 by former regulators, the company is recognized for continuous regulatory technology innovation with solutions hallmarked by workflow-directed processes, data integration, regulatory intelligence, automated validations, business process automation and compliance dashboards. The aggregate drives the highest levels of operational efficiency and enables our clients to cost-effectively comply with regulations and continuously mitigate risk.

Trusted by the nation’s top financial services firms, RegEd’s proven, holistic approach to RegTech meets firms where they are on the compliance and risk management continuum, scaling as their needs evolve and amplifying the value proposition delivered to clients.

 

Thomson Reuters

Thomson Reuters Risk Management Solutions – find the trusted answers that help you anticipate, mitigate and act on risk with confidence. Accelerate business performance and effectively manage enterprise risk, corporate governance, customer and third party risk, regulatory compliance and financial risk. Learn more at https://risk.thomsonreuters.com

 

Westmont Associates

Westmont Associates, Inc. brings together an unparalleled team of seasoned professionals, including both contract/compliance specialists and attorneys, whose combined experience spans more than ten decades. Some of the many services that Westmont provides are: form, rate and rule filings (all product lines, all states); product development; company formation and licensing; agent/agency licensing; risk purchasing group registrations/renewals; redomestications and name changes; underwriting and compliance audits; mergers and acquisitions; claims management; due diligence; liquidations; rehabilitations; and reinsurance commutations.

Westmont Associates

Westmont Associates, Inc. brings together an unparalleled team of seasoned professionals, including both contract/compliance specialists and attorneys, whose combined experience spans more than ten decades. Some of the many services that Westmont provides are: form, rate and rule filings (all product lines, all states); product development; company formation and licensing; agent/agency licensing; risk purchasing group registrations/renewals; redomestications and name changes; underwriting and compliance audits; mergers and acquisitions; claims management; due diligence; liquidations; rehabilitations; and reinsurance commutations.

AAIS (American Association of Insurance Services)

Advisory Organization

Established in 1936, AAIS serves the Property & Casualty insurance industry as the only national not-for-profit advisory organization governed by its member companies. More than 700 insurance carriers across the U.S. depend on AAIS for member-focused advisory solutions that support speed to market and bottom line growth. The AAIS collaborative approach delivers solutions comprising quality policy forms and manuals in commercial and personal lines, inland marine, and farm and ag business. Members benefit from a streamlined and efficient operation supporting superior service from an experienced team of product development, compliance, actuarial, and statistical reporting professionals. AAIS remains committed to its role as an effective intermediary between members and insurance regulators. In fact, each year AAIS makes nearly 2,000 State Filings and is the only advisory organization to file forms on behalf of members for the non-filed inland marine classes. AAIS also offers select filing services to non-members as well. For more information on AAIS, visit www.aaislonlineAAISonline.com or email membership@AAISonline.com

 

First Consulting and Administration

Products / Services: First Consulting & Administration helps our clients to solve their unique insurance compliance and regulatory issues. Since 1969, First Consulting has advised and assisted both L&H and P&C companies across the country. The primary areas of practice include:

  • 2017 CSO experts!
  • Product Development: Drafting, Filing, Research, ongoing Compliance Monitoring.
  • Corporate Compliance: Compliance Training, Mock Market Conduct Exams and a full range of Enterprise Risk Management (ERM) tailored to fit your needs.
  • Licensing: COA filings, TPA licensing and other specialty licensing (DMPO, PBM, Warranty, etc.).

More information about our Co-sourcing services is available at: www.firstconsulting.com

 

McHugh Consulting Resources, Inc.

McHugh Consulting Resources, Inc. is your insurance compliance and regulatory expert for life and health products. We stand ready to assist your organization in meeting the complex requirements faced by the insurance industry. Our services include regulatory research, state filing, policy drafting and product development, licensing/state admissions, and advertising review. We offer sound advice and a wealth of professional compliance expertise. Together with the state of the art research and compliance tools, McHugh Consulting Resources, Inc. can be your key resource for compliance.

 

Westmont Associates

Westmont Associates, Inc. brings together an unparalleled team of seasoned professionals, including both contract/compliance specialists and attorneys, whose combined experience spans more than ten decades. Some of the many services that Westmont provides are: form, rate and rule filings (all product lines, all states); product development; company formation and licensing; agent/agency licensing; risk purchasing group registrations/renewals; redomestications and name changes; underwriting and compliance audits; mergers and acquisitions; claims management; due diligence; liquidations; rehabilitations; and reinsurance commutations.

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